-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, WdBTptEdmIYqZmzaL6IgX84xZdQJOm0b1+lFGYDNfxxO8P4uQJxC8rm+IHloeUo6 mpyg9c7zBKCQeXXeIm2a5Q== 0000950103-08-000091.txt : 20080118 0000950103-08-000091.hdr.sgml : 20080118 20080118060632 ACCESSION NUMBER: 0000950103-08-000091 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20080118 DATE AS OF CHANGE: 20080118 GROUP MEMBERS: ARCH FINANCE LTD. GROUP MEMBERS: SHU CHUAN INVESTMENT CO., LTD. SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: Himax Technologies, Inc. CENTRAL INDEX KEY: 0001342338 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 000000000 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-81789 FILM NUMBER: 08537426 BUSINESS ADDRESS: STREET 1: 10TH FLOOR, NO. 605, CHUNGSHAN ROAD STREET 2: HSINHUA, TAINAN COUNTY 712 CITY: TAIWAN STATE: F5 ZIP: - BUSINESS PHONE: 866 (6) 505-0880 MAIL ADDRESS: STREET 1: 10TH FLOOR, NO. 605, CHUNGSHAN ROAD STREET 2: HSINHUA, TAINAN COUNTY 712 CITY: TAIWAN STATE: F5 ZIP: - FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Wu Jordan CENTRAL INDEX KEY: 0001392474 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: BUSINESS PHONE: 212-450-4519 MAIL ADDRESS: STREET 1: C/O DAVIS POLK & WARDWELL STREET 2: 450 LEXINGTON AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 SC 13G/A 1 dp08242_sc13ga-jordan.htm

SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
____________

SCHEDULE 13G
(Rule 13d-102)

Information to be Included in Statements Filed Pursuant to Rule 13d-1(b), (c) and (d) and
Amendments Thereto Filed Pursuant to Rule 13d-2(b)

Under the Securities Exchange Act of 1934
(Amendment No. 1)


Himax Technologies, Inc.
(Name of Issuer)
 
Ordinary Shares, par value US$0.0001 per share
(Title of Class of Securities)
 
43289P106
(CUSIP Number)
 
December 31, 2007
(Date of Event Which Requires Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
 
o  Rule 13d – 1(b)
 
o  Rule 13d – 1(c)
 
 


 
 
SCHEDULE 13G

 CUSIP No. 43289P106
 
 Page 2 of  7  Pages
 
 
1
NAME OF REPORTING PERSONS
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
 
Jordan Wu
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a)  o
(b) x
3
SEC USE ONLY
 
 
4
CITIZENSHIP OR PLACE OF ORGANIZATION

Republic of China
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
5
SOLE VOTING POWER

11,132,594
6
SHARED VOTING POWER

0
7
SOLE DISPOSITIVE POWER

11,132,594
8
SHARED DISPOSITIVE POWER

0
9
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

11,132,594
 
10
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES

 
o 
11
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

5.61%
 
12
TYPE OF REPORTING PERSON
 
IN
 
 
 
Page 2 of 7
 
 
 



 CUSIP No. 43289P106
 
 Page 3 of 7 Pages
 
 
1
NAME OF REPORTING PERSONS
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
 
Arch Finance Ltd.
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a)  o
(b) x
3
SEC USE ONLY
 
 
4
CITIZENSHIP OR PLACE OF ORGANIZATION

British Virgin Islands
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
5
SOLE VOTING POWER

8,052,257
6
SHARED VOTING POWER

0
7
SOLE DISPOSITIVE POWER

8,052,257
8
SHARED DISPOSITIVE POWER

0
9
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

8,052,257
 
10
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES

 
o 
11
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

4.06%
 
12
TYPE OF REPORTING PERSON
 
CO
 
 
 
Page 3 of 7
 
 
 

 
 

 CUSIP No. 43289P106
 
 Page 4 of 7 Pages
 
 
1
NAME OF REPORTING PERSONS
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
 
Shu Chuan Investment Co., Ltd.
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a)  o
(b) x
3
SEC USE ONLY
 
 
4
CITIZENSHIP OR PLACE OF ORGANIZATION

Republic of  China
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
5
SOLE VOTING POWER

2,990,365
6
SHARED VOTING POWER

0
7
SOLE DISPOSITIVE POWER

2,990,365
8
SHARED DISPOSITIVE POWER

0
9
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

2,990,365
 
10
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES

 
o 
11
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

1.51%
 
12
TYPE OF REPORTING PERSON
 
CO
 
 
 
Page 4 of 7
 
 
 

 
Item 1(a).       Name of Issuer.
 
Himax Technologies, Inc.
 
Item 1(b).       Address of Issuer’s Principal Executive Offices.
 
The address of the principal executive offices is
No. 26, Zih Lian Road, Fonghua Village
Sinshih Township, Tainan County 744
Taiwan, the Republic of China.

Item 2(a).       Name of Person Filing.
 
Jordan Wu
 
Arch Finance Ltd.
 
Shu Chuan Investment Co., Ltd.
 
Item 2(b).       Address of Principal Business Office or, if None, Residence.
 
The address of the principal business office of Jordan Wu is No. 26, Zih Lian Road, Fonghua Village, Sinshih Township, Tainan County 744, Taiwan, the Republic of China.

The address of the principal business office of Arch Finance Ltd. is Akara Building, 24 De Castro Street, Wickhams Cat I, Road Town, Tortola, British Virgin Islands.
 
The address of the principal business office of Shu Chuan Investment Co., Ltd. is 5F-3, No. 248, Sec. 3, Nanjing E. Road, Songshan District, Taipei City 105, Taiwan, the Republic of China.
 
Item 2(c).       Citizenship.
 
Jordan Wu is a citizen of the Republic of China.
 
Arch Finance Ltd. is incorporated under the laws of the British Virgin Islands.
 
Shu Chuan Investment Co., Ltd. is incorporated under the laws of the Republic of China.
 
Item 2(d).       Title of Class of Securities.
 
Ordinary Shares, par value US$0.0001 per Share (the “Shares”).
 
 
Item 2(e).       CUSIP Number.
 
43289P106
 
Item 3.           If this statement is filed pursuant to Rules 13d-1(b), or 13d-2(b), check whether the person filing is a:
 
 
(a)  o
Broker or dealer registered under Section 15 of the Act,
 
 
(b)  o
Bank as defined in Section 3(a)(6) of the Act,
 
 
(c)  o
Insurance Company as defined in Section 3(a)(19) of the Act,
 
 
(d)  o
Investment Company registered under Section 8 of the Investment Company Act,
 
 
(e)  o
Investment Adviser registered under Section 203 of the Investment Advisers Act of 1940,
     
 
(f)  o
Employee Benefit Plan, Pension Fund which is subject to the provisions of the Employee Retirement Income Security Act of 1974 or Endowment Fund; see 13d-1(b)(1)(ii)(F),
 
 
(g)  o
Parent Holding Company, in accordance with Rule 13d-1(b)(ii)(G); see Item 7,
 
 
(h)  o
Group, in accordance with Rule 13d-1(b)(1)(ii)(H).
 
Item 4.           Ownership.
 
(a), (b) and (c)
 
Jordan Wu directly owns 89,972 Shares, representing approximately 0.05% of the outstanding Shares. Jordan Wu beneficially owns 8,052,257 Shares and 2,990,365 Shares through Arch Finance Ltd. and Shu Chuan Investment Co., Ltd, respectively, both of which are investment companies controlled by Jordan Wu. In effect, Jordan Wu beneficially owns 11,132,594 Shares, representing approximately 5.61% of the outstanding Shares. Jordan Wu has sole power to vote and dispose of 11,132,594 Shares.
 
Arch Finance Ltd. directly owns 8,052,257 Shares, representing approximately 4.06% of the outstanding Shares.  Arch Finance Ltd. has sole power to vote and dispose of 8,052,257 Shares.
 
 
Page 6 of 7
 
 
 

 
 
 
Shu Chuan Investment Co., Ltd. directly owns 2,990,365 Shares, representing approximately 1.51% of the outstanding Shares.  Shu Chuan Investment Co., Ltd. has sole power to vote and dispose of 2,990,365 Shares.
 
Item 5.           Ownership of Five Percent or Less of the Class.
 
Not applicable.
 
Item 6.           Ownership of More than Five Percent on Behalf of Another Person.
 
Not applicable.
 
Item 7.           Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company.
Not applicable.
 
Item 8.           Identification and Classification of Members of the Group.
 
Not applicable.
 
Item 9.           Notice of Dissolution of Group.
 
Not applicable.
 
Item 10.          Certification.
 
Not applicable.
 
 
 
Page 7 of 7
 
 
 

 
 
 
SIGNATURE
 
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
 

 
By:
/s/ Jordan Wu
 
Name:
Jordan Wu
     

ARCH FINANCE LTD.
   
By:
/s/ Jordan Wu
 
Name:
Jordan Wu
 
Title:
Director

SHU CHUAN INVESTMENT CO., LTD.
   
By:
/s/ Jordan Wu
 
Name:
Jordan Wu
 
Title:
Director
 
 
 


 
Exhibit A
 

JOINT FILING AGREEMENT
 
In accordance with Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended, the undersigned agree to the joint filing on behalf of each of them of a statement on Schedule 13G (including amendment thereto) with respect to the Shares of Himax Technologies, Inc. and further agree that this agreement be included as an exhibit to such filing.  In evidence there of, each of the undersigned hereby executed this Agreement on January 14, 2008.

By:
/s/ Jordan Wu
 
Name:
Jordan Wu
     

ARCH FINANCE LTD.
   
By:
/s/ Jordan Wu
 
Name:
Jordan Wu
 
Title:
Director

SHU CHUAN INVESTMENT CO., LTD.
   
By:
/s/ Jordan Wu
 
Name:
Jordan Wu
 
Title:
Director
 
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